The MD of Policy and Legal at the Dubai Financial Services Authority shares how nearly 100 expressions of interest from six ...

The outcome is correct, but it’s disappointing that FINRA had ample opportunity to investigate the merits of clients’ allegations in these claims, including the testimony in the three investor ...

Lower capital and regulatory requirements could prompt almost 700 captive insurers to move onshore or set up in the UK, ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The Financial Industry Regulatory Authority (Finra) shed 49 wirehouse broker-dealers in 2024, reducing its total membership to 3,249 firms, down from 3,298 in 2023 and 3,435 in 2020, according to its ...

New FSSAI regulations requiring certified food safety professionals are increasing compliance costs and creating a talent ...

Chancellor Rachel Reeves’ directive for the Financial Conduct Authority (FCA) to review the impact of the Consumer Duty on ...

The Transparency Task Force has written to the chair of the Treasury select committee seeking parliamentary scrutiny of the Leeds Reforms and associated regulatory changes.

UK Chancellor signals shift from post-crisis regulatory caution as financial services industry welcomes proposed reform at ...

The Public Investors Advocate Bar Association argues that the brokerage industry self-regulator should use the money for ...

Homebuyers in British Columbia will soon benefit from stronger protections and greater transparency when navigating the ...

Chancellor Rachel Reeves’ pledge to cut red tape in financial services has been welcomed by the industry. In the speech on Tuesday night (July 15), she said “in too many areas, regulation still acts ...