Rajesh Markan earlier this year pleaded guilty to one count of criminal fraud related to his sale of fake investments to 10 ...

DFSA's MD of Policy and Legal shares how interest from six jurisdictions in the sandbox reflect demand for responsible ...

Chuck Roberts, whose recommendations of structured notes landed the St. Louis firm a nearly $133 million arbitration award, ...

A former managing director for UBS' wealth management business in Silicon Valley is no longer with the firm after allegations ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

New FSSAI regulations requiring certified food safety professionals are increasing compliance costs and creating a talent ...

The Transparency Task Force has written to the chair of the Treasury select committee seeking parliamentary scrutiny of the Leeds Reforms and associated regulatory changes.

Lower capital and regulatory requirements could prompt almost 700 captive insurers to move onshore or set up in the UK, ...

UK Chancellor signals shift from post-crisis regulatory caution as financial services industry welcomes proposed reform at ...

Karnataka’s draft bill seeks to prohibit all forms of online betting, wagering, or gambling involving games of chance. The ...

Some industry sources say insurance capacity and competition in parts of the financial services market has improved compared ...

Chancellor Rachel Reeves’ directive for the Financial Conduct Authority (FCA) to review the impact of the Consumer Duty on ...